Examples of Insider Trading

Here are some examples of Insider Trading that SI might come across.

  • Hiring decisions. Bringing in a new president, CEO, member of the board of directors, CFO.
  • Acquisitions. A client is looking at acquiring or being acquired.
  • Mergers. A client is merging with another company or “exploring options.”
  • Investments. A client is looking at investing or receiving an investment from another company.
  • Financials. A client has seen a significant change in its financial standing.